Todd Spillane

Todd Spillane

President

Todd Spillane is President of Essential Edge Compliance Outsourcing Services, LLC. An experienced Chief Compliance Officer, General Counsel and Chief Operating Officer, Todd brings a strong background in all aspects of investment, legal and compliance to his role.

Articles by Todd Spillane

Tuesday Tips: Our Risk Assessment Process, Steps 1 to 4

At Essential Edge, we see compliance as essential to the securities business, empowering clients to confidently separate strong opportunities from potential challenges.

Beyond the Horizon: Understand the Business

First and foremost, it is critical that compliance professionals understand the business, how it works at your firm and why! If you do not understand the business, how can you provide good advice and counsel?